http://www.shfe.com.cn/news/notice/911333926.html
SHFE Principles for Financial Market Infrastructures(PFMI)Information Disclosure
Updated on:May 31,2019
According to the regulatory requirements of CSRC, SHFE performed an assessment of its compliance with the “Principles for Financial Market Infrastructures” (PFMI) published by the Committee on Payment and Settlement Systems of the Bank for International Settlements (CPSS) and the Technical Committee of the International Organization of Securities Commissions (IOSCO).
The assessment was conducted in accordance with the CPSS-IOSCO “Assessment Methodology and Disclosure Framework” published in December 2012. SHFE’s approaches to observing each applicable principle in the PFMI are summarized in the following disclosure document:
SHFE PFMI Information Disclosure 2018(CN)
As a CCP compliant with the CPSS-IOSCO PFMI, SHFE also publishes a comprehensive set of quantitative data. SHFE’s disclosure of its quantitative data are summarized in accordance with the guidelines set forth in the “Public Quantitative Disclosure Standards for Central Counterparties” published by CPMI-IOSCO in February 2015. Data are contained in the following document:
SHFE Public Quantitative Disclosure 2019Q1 (CN)
Shanghai Futures Exchange
May 31, 2019
上海期货交易所金融市场基础设施(PFMI)信息披露
〔2019〕28号
根据中国证券监督管理委员会(CSRC)监管要求,上海期货交易所按照国际清算银行支付与结算体系委员会(CPSS)与国际证券监督委员会组织技术委员会(IOSCO)发布的《金融市场基础设施原则》(PFMI)进行了合规性评估。
评估是按照CPSS-IOSCO于2012年12月发布的《评估方法和披露框架》进行的。上期所在以下披露文件中总结陈述了遵从PFMI中各项适用原则的做法:
上期所《金融市场基础设施原则》信息披露2018 (EN)
作为符合CPSS-IOSCO《金融市场基础设施原则》(PFMI)的中央对手方,上海期货交易所还发布了一套全面的量化数据。公开量化数据是根据CPMI-IOSCO于2015年2月发布的《中央对手方公开量化披露准则》来计量的,以下为数据披露文件:
上期所公开量化信息披露2019Q1 (EN)